1. Purpose & Scope
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Purpose:
Provide a structured response for zero-day vulnerabilities where no vendor patch or durable fix is available. Use this playbook to validate exposure, reduce exploitability, monitor for exploitation, coordinate vendor communications, and transition to remediation when a fix becomes available.
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Scope:
Applies to newly disclosed or privately reported vulnerabilities affecting organisational assets when exploitation risk exists and no patch, upgrade, or durable remediation is available. If exploitation is confirmed, invoke PB-015.
2. Incident Identification & Criteria
Incident Type: Zero-Day Response
Trigger Conditions:
Initiate this playbook when any of the following occur:
- A zero-day vulnerability affects organisational technology and no patch or durable fix is available
- Vendor advisory, threat intelligence, researcher report, or internal finding identifies high-risk exposure without remediation
- Public exploit code, active threat activity, or emergency mitigation guidance exists before a patch is released
- Vulnerability response determines that only temporary containment or compensating controls are currently possible
Severity Levels:
| Severity | Description |
|---|---|
| Sev 3 | Zero-day exposure is limited, non-critical, or protected by strong compensating controls |
| Sev 2 | Zero-day affects multiple assets, internet-facing systems, or important business services |
| Sev 1 | Zero-day affects critical, privileged, sensitive-data, production, or externally exposed systems |
| Sev 0 | Exploitation is confirmed, widespread impact is likely, or emergency business disruption is required to reduce risk |
3. Roles & Responsibilities
- Incident Commander: Sets severity, coordinates response, approves containment tradeoffs, and owns escalation decisions.
- Vulnerability Management Lead: Tracks advisory status, exposure, mitigations, patch availability, and remediation planning.
- Technical Lead: Coordinates compensating controls, monitoring, validation, and transition to remediation.
- Communications Lead: Coordinates internal, executive, legal, vendor, customer, and stakeholder communications.
- Other Roles:
- System / Application Owners: Implement mitigations, test service impact, and prepare for patching.
- Cloud / Network / Platform Teams: Apply segmentation, access restrictions, WAF/CDN rules, provider controls, and monitoring.
- Legal / Compliance: Reviews disclosure, customer, contractual, regulatory, and law enforcement implications.
4. Initial Actions
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Immediate Steps:
- Validate the vulnerability, affected product/version, exposure conditions, and lack of available patch or durable fix.
- Assess vendor guidance, threat intelligence, exploit availability, active campaigns, and emergency mitigations.
- Identify asset owners, business owners, affected services, and emergency decision makers.
- Contact vendor or provider when clarification, mitigations, timelines, or support are needed.
- Engage vulnerability management, platform owners, system/application owners, and IR leadership.
Decision Point:
- If exploitation is confirmed โ execute PB-015: Active Exploitation immediately.
- If a patch, upgrade, or durable fix is available โ execute PB-017: Vulnerability Response.
- If no patch or durable fix is available โ continue this playbook.
5. Investigation & Analysis
Common Failure Modes: >- Waiting for a patch while leaving exposed systems reachable >- Treating compensating controls as permanent remediation > - Failing to monitor for exploitation while no patch exists > - Missing cloud, SaaS, third-party, or unsupported asset exposure > - Not transitioning to vulnerability response once a fix becomes available
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Evidence Collection:
- Collect vendor advisories, threat intelligence, affected versions, exposure data, asset inventories, mitigations, and detection coverage.
- Preserve relevant telemetry where exploitation is suspected.
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Analysis Steps:
- Assess exposure requirements, affected attack paths, accessibility, business criticality, and potential impact.
- Identify all vulnerable assets, owners, versions, environments, and compensating-control groups.
- Verify whether exploitation has occurred or is occurring.
- Monitor for exploitation indicators across endpoint, identity, cloud, web, network, and application telemetry.
Decision Point: Run the post-detection phases (Analysis โ Recovery) of any relevant sibling playbook concurrently alongside this one based on what was observed:
- If exploitation is confirmed โ execute PB-015: Active Exploitation concurrently.
- If a patch or durable fix becomes available โ transition to PB-017: Vulnerability Response.
- If malware or suspicious execution is identified โ execute PB-003: Endpoint Malware Infection or PB-011: Suspicious Execution concurrently.
- If account compromise or credential abuse is identified โ execute PB-004: Account Takeover concurrently.
- If data exposure, staging, or exfiltration is identified โ execute PB-005: Data Exfiltration concurrently.
- If cloud compromise is identified โ execute PB-007: Cloud Compromise concurrently.
- If web application compromise is identified โ execute PB-008: Web Application Attack concurrently.
6. Containment, Eradication & Recovery
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Containment Actions:
- Reduce exposure using compensating controls such as access restrictions, segmentation, WAF rules, feature disablement, protocol blocking, configuration changes, or service isolation.
- Apply exploit-path containment if threat intelligence indicates active targeting or high exploitability.
- Restrict cloud workloads or web application access where affected assets cannot be safely exposed.
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Eradication Steps:
- Maintain temporary mitigations until a patch, upgrade, replacement, or durable configuration fix is available.
- Remove exposed features, vulnerable services, integrations, or components if risk cannot be reduced safely.
- Prepare emergency remediation plans for when a vendor fix becomes available.
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Recovery Steps:
- Transition to PB-017 once a patch, upgrade, or durable fix is available.
- Validate compensating controls remain effective until permanent remediation is complete.
- Track accepted residual risk, exceptions, compensating controls, and review dates.
7. Communication & Escalation
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Internal Communication:
- Notify security leadership, vulnerability management, system/application owners, platform owners, and impacted business stakeholders.
- Use geo handoff where response spans shifts.
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External Communication:
- Coordinate vendor, customer, regulator, executive, and legal communications through approved processes.
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Escalation Criteria:
Condition Escalate To Exploitation confirmed PB-015: Active Exploitation Patch, upgrade, or durable fix becomes available PB-017: Vulnerability Response Malware or suspicious execution identified PB-003: Endpoint Malware Infection / PB-011: Suspicious Execution Account compromise or credential abuse identified PB-004: Account Takeover Data exposure, staging, or exfiltration identified PB-005: Data Exfiltration Cloud compromise identified PB-007: Cloud Compromise Web application compromise identified PB-008: Web Application Attack Major business impact, emergency shutdown, or widespread exposure PB-019: Major Security Incident Management
8. Post-Incident Activities
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Lessons Learned:
- Conduct a PIR covering zero-day intake, exposure assessment, mitigation timing, vendor coordination, monitoring coverage, and transition to remediation.
- Review whether compensating controls, asset inventory, threat intelligence, and communication paths were sufficient.
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Documentation Updates:
- Update vulnerability records, mitigations, monitoring content, vendor contacts, exception tracking, runbooks, and this playbook based on lessons learned.
9. References & Linked Resources
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Playbooks:
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Runbooks:
- RB-TRIAGE-002: EDR Alert Triage
- RB-TRIAGE-003: Identity Alert Triage
- RB-TRIAGE-009: Vulnerability Validation
- RB-TRIAGE-011: Cloud Platform Alert Triage
- RB-TRIAGE-012: Web Application Attack Triage
- RB-ANALYSIS-039: Vulnerability Exposure Assessment
- RB-ANALYSIS-040: Vulnerable Asset Identification
- RB-ANALYSIS-041: Exploitation Verification
- RB-ANALYSIS-042: Vulnerability Threat Intelligence Assessment
- RB-CONTAIN-012: Exploitation Surface Containment
- RB-CONTAIN-014: Vulnerability Exposure Reduction
- RB-CONTAIN-015: Cloud Workload Isolation
- RB-CONTAIN-016: Web Application Access Restriction
- RB-RECOVERY-007: Vulnerability Remediation Validation
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SOPs:
10. Appendices
Contributor
Vishal Thakur GitHub: https://github.com/malienist
Contributed to the Arcana Incident Response Documentation Framework.
